Technical Analyst

Ensuring investment compliance, reviewing investment activities, communicating with various stakeholders, managing projects assigned by the Investment Compliance leadership team, analyzing compliance alerts in CRD, conducting test trades, overseeing manual processes, identifying potential compliance violations, participating in the GCIR process, seeking opportunities for efficiency enhancement, reducing risk, driving automation and innovation, challenging the status quo, leading and collaborating on projects, assessing the impact of change, and developing clear and comprehensive documentation.
- Typical qualifications: Bachelor's degree or equivalent, 5+ years of relevant work experience, experience with Trading/IBOR/OMS systems, specifically with knowledge of Charles River Compliance System (CRD) or comparable compliance platform, practical understanding of investment security types (e.g. stocks, bonds, derivatives)
- Preferred Qualifications: Proven analytical skills within the area of investment compliance or a related field, strong attention to detail, strong customer service orientation, strong interpersonal skills, effective written and oral communications, ability to adapt and thrive in a dynamic environment, ability to thrive in a trading related atmosphere, strong organizational skills, strong research and problem-solving skills, team player.
- Remote work: The contractor can be fully remote if needed though an in-person in Baltimore is welcome.
- Needed for submittal: First & Last Name, Current Location, Email, Phone Number, Current Resume, DOB (mm/dd), Last four of SSN (xxxx), Education/Certifications, Reason for being in the job market